| 1998.3 |
Guotai AMC was established in Shanghai, with a registered capital of RMB60 million China’s first closed-end fund -- Jintai Fund– was launched on March 27 and traded in Shanghai Stock Exchange on April 7 |
| 1999.10 |
Jinxin Fund was set up on October 21 and traded in Shanghai Stock Exchange on November 26 |
| 2000.4 |
Jinsheng Fund was set up and traded in Shenzhen Stock Exchange on June 30; enlarged on August 24 |
| 2000.5 |
Jinding Fund was set up and traded in Shanghai Stock Exchange on August 4; enlarged on October 19 |
| 2000.8 |
Guotai AMC expanded registered capital to RMB110 million |
| 2002.4 |
Guotai’s first open-end fund – Guotai Jinying Growth Equities Fund launched |
| 2003.10 |
Jinlong Funds （Jinlong Sector-select Equities Fund and Jinlong Bond Fund）were launched GWith the approval of China Securities Regulatory Commission, Hongyuan Securities Co., Ltd. transferred |
| 2003.12 |
all the shares it held to Shanghai State-owned Assets Operation Co., Ltd. (SSAOCORP) and Guotai Jun’an Securities Co., Ltd. |
| 2004.5 |
Guotai Jinma Stable Return Equities Fund was launched |
| 2004.9 |
Won the license of National Council for SSF investment management Guotai Jinxiang Principal Guaranteed Fund was launched |
| 2005.8 |
Electronic trade system was initiated |
| 2006.1 |
With the approval of China Securities Regulatory Commission, Zhejiang International Trust & Investment Co.，Ltd. transferred its shares—20% of Guotai AMC -- to Wanlian Securities |
| 2006.4 |
Guotai Jinlu Principal Guaranteed Value Added Securities Investment Fund was launched |
| 2006.9 |
Guotai Jinpeng Bluechip Value Equities Fund was launched |
| 2006.10 |
Jintai Fund revised its dividend distribution clause from “distribute fund revenue once each accounting year” to “distribute fund revenue at least once each year”, initiated the closed-end fund dividend new distribution commitment in China |
| 2007.4 |
Jinding Fund successfully transformed to Guotai Jinding Value-Select Hybrid Fund Guotai Jinniu Innovation Growth Equities Fund was launched |
| 2007.10 |
With approval from China Securities Regulatory Commission, China Jianyin Investment Limited became the largest shareholder of Guotai AMC by acquiring 70% of shares from other investors including Shanghai State-owned Assets Operations Co., Ltd, Guotai Jun’an Securities Co., Ltd, Shanghai Ai Jian Trust and Investment Co., Ltd, and Shanghai Electronics Development Holding Group Company. |
| 2007.11 |
Acquired the license for corporate annuity investment manager by the Ministry of Labor and Social Security Jinxiang Principal Guaranteed Fund was successfully transformed into Shanghai-Shenzhen 300 Index Securities Investment Fund |
